Overview
Going Financial, headquartered in Hong Kong, China, operates under the regulatory oversight of the Securities and Futures Commission (SFC). The company offers a range of financial services, including brokerage services and asset management, catering to both Mainland China and Hong Kong markets. Their trading products encompass futures and securities, providing investors with diversified opportunities. Going Financial's asset management includes Going Fund in Mainland China and Going Investment Fund in Hong Kong. They maintain a customer-centric approach with accessible customer support via phone and email. Located at Suite 3102, 31/F, Tower 6, The Gateway, Harbour City, Tsim Sha Tsui, KLN, Hong Kong, Going Financial can be contacted for inquiries or assistance. For more information, you can visit their website at Going Financial.
Regulation
Going Financial is a brokerage firm that operates under the regulatory oversight of the Securities and Futures Commission (SFC). This regulatory authority, based in Hong Kong, plays a crucial role in ensuring the integrity and transparency of financial markets in the region. As a regulated broker, Going Financial adheres to strict guidelines and compliance standards set forth by the SFC, which are designed to safeguard the interests of investors and maintain the stability of the financial industry. Clients can have confidence in the company's commitment to operating in a responsible and accountable manner, knowing that it operates under the supervision and scrutiny of a reputable regulatory body like the SFC.
Pros and Cons
Going Financial offers numerous advantages, including regulatory oversight, a diverse product range, professional customer service, and trading flexibility. However, potential cons include market risk, complexity, and the high-risk nature of certain options. Investors should carefully consider their risk tolerance and seek professional guidance when trading with Going Financial.
Here is the table summarizing the pros and cons:
Trading Products
Going Financial offers a comprehensive range of trading products across two main categories: Futures and Securities.
Futures:
Trade the world's major futures markets with confidence: Going Financial provides access to a wide range of major futures markets, enabling investors to trade with confidence in various global financial instruments.
Professional and friendly customer service: The company prides itself on delivering professional and friendly customer service to assist clients in their trading activities.
Trading Flexibility: Going Financial offers trading flexibility with features like T+0 trading, stop loss, and profit-taking in real-time. Investors can take advantage of both long and short positions, allowing them to capitalize on profit opportunities regardless of market volatility.
Leverage Effect: The brokerage offers a margin system to efficiently utilize capital, potentially increasing profit potential while managing risk.
Regulatory Compliance: Going Financial strictly adheres to the regulatory requirements of the Hong Kong Securities and Futures Commission (SFC) to ensure the security of customer capital.
Diverse Product Range: The company's product range covers a broad spectrum of markets, including Asia-Pacific, Europe, the Americas, and emerging markets. These markets include Hong Kong Index Futures, Foreign Index Futures, Metal Futures, Forex Futures, Energy Futures, Agricultural Futures, Interest Rate Futures, and Index Options.
Securities:
Hong Kong Stock: Going Financial offers trading services for Hong Kong stocks, allowing investors to buy and sell shares in the local stock market.
Global Stock Trading: In addition to Hong Kong stocks, the brokerage provides access to global stock markets, allowing clients to trade in international equities.
Options Trading: The platform offers options trading for Hong Kong stocks, providing investors with additional strategies and hedging opportunities.
Bond Trading: Clients can engage in bond trading, which includes buying and selling fixed-income securities.
IPO Subscription: Going Financial facilitates initial public offering (IPO) subscriptions, allowing clients to participate in new stock listings.
Borrowing and Short Selling Service: Investors can access borrowing and short-selling services to potentially profit from falling prices in the market.
Monthly Investment Plan for Stock: The brokerage offers a monthly investment plan for stocks, enabling clients to systematically invest in equities over time.
Going Financial's diverse range of trading products, strict regulatory adherence, trading flexibility, and competitive pricing make it a comprehensive and attractive choice for both novice and experienced investors looking to engage in futures and securities trading.
Asset Management
Going Financial extends a comprehensive suite of Asset Management services across both Mainland China and Hong Kong, meticulously tailored to meet the diverse requirements of investors and clients. Here is an overview of their Asset Management offerings:
Mainland China - Going Fund:
Established in May 2021, Going Fund stands as a qualified sunshine private fund manager, duly registered with the Asset Management Association of China. The fund operates as a data-driven quantitative hedge fund, harnessing the power of technology and artificial intelligence for its investment decisions. Key highlights of Going Fund's services include:
Expert Team: The fund takes pride in its team comprising executives from top financial institutions, seasoned quantitative hedging investment experts, and professionals equipped with extensive investment management experience.
Quantitative Investment Strategy: Going Fund employs a sophisticated “Trinity” Quantitative Investment Strategy System, seamlessly integrating macro quantitative, fundamental quantitative, and technical quantitative methodologies to pinpoint promising investment opportunities.
Diverse Investment Products: Going Fund offers an array of investment products, encompassing long positions in stocks, index enhancement series, quantitative long series, industry-neutral series, quantitative timing series, compound strategies, CTA series, and cash & futures arbitrage.
Robust Investment Process: The fund meticulously follows a well-defined investment process, including logical framework development, data extraction and cleansing, factor mining, statistical testing, portfolio construction, and comprehensive risk management, spanning liquidity monitoring, operational risk control, and factor risk control.
Stringent Risk Management: Going Fund implements a multi-layered risk control framework at various levels, including the product, system, strategy, and system levels, ensuring the implementation of prudent investment practices.
Hong Kong, China - Asset Management:
Within the dynamic financial landscape of Hong Kong, Going Financial delivers a spectrum of asset management services, purposefully designed to offer comprehensive and personalized global asset allocation solutions. Their offerings encompass:
Going Investment Fund: Going Financial launches offshore funds managed in-house, harnessing quantitative techniques and AI-driven data analysis. The fund predominantly focuses on global stock and futures markets, employing intelligent algorithms for product selection aligned with the fund's investment strategy.
Discretionary Account Management: Managed by the adept Going Securities(Futures/Securities/Funds) investment team, discretionary accounts are meticulously tailored to align with clients' investment objectives and risk tolerance. The team leverages extensive market data and computational capabilities to proficiently oversee portfolios.
Flexible Fund Design and Establishment: Going Securities(Futures/Securities/Funds) offers the flexibility to craft independent sub-funds (Segregated Portfolios) characterized by distinct terms, structures, and asset types, offering a versatile and customized investment solution.
Family Office - EAM (External Asset Management): Going Financial collaborates with custody banks and securities firms across Hong Kong, Singapore, Switzerland, and Liechtenstein to offer clients external asset management services. As the client's external asset manager, Going Financial assists in identifying prime investment opportunities and products, with assets securely held in custody by private banks.
Going Financial's Asset Management services span a diverse spectrum of investment strategies, encompassing quantitative hedge funds, discretionary accounts, and tailored fund solutions, all finely attuned to cater to the multifaceted investment needs of their clientele in Mainland China and Hong Kong.
Customer Support
Going Financial offers accessible and responsive customer support services to address the needs and inquiries of its clients. Customers can reach the company through various channels, including a dedicated phone line at +852 2187 2100 and email at cs@goingf.hk. The company's customer support team operates from Suite 3102, 31/F, Tower 6, The Gateway, Harbour City, Tsim Sha Tsui, KLN, Hong Kong, ensuring a physical presence for clients seeking in-person assistance. With its commitment to providing prompt and helpful support, Going Financial endeavors to enhance the overall customer experience and assist clients with any questions or concerns they may have.
Summary
Going Financial is a brokerage firm operating under the regulatory oversight of the Securities and Futures Commission (SFC) in Hong Kong, ensuring compliance and transparency in the financial markets. They offer a wide range of trading products, including futures and securities, providing trading flexibility and professional customer service. Additionally, Going Financial extends comprehensive Asset Management services, featuring quantitative hedge funds and customized solutions in both Mainland China and Hong Kong. Their commitment to responsible practices and client support enhances their appeal to investors. For customer inquiries, the company offers accessible support channels, including phone and email assistance.
FAQs
Q1: What is Going Financial's regulatory authority？
A1: Going Financial operates under the regulatory oversight of the Securities and Futures Commission (SFC) in Hong Kong, ensuring compliance with financial market standards.
Q2: What trading products does Going Financial offer？
A2: Going Financial provides a diverse range of trading products, including futures and securities, offering flexibility to investors in various global markets.
Q3: How does Going Financial ensure customer security？
A3: Going Financial strictly adheres to the regulatory requirements of the SFC, ensuring the security of customer capital through responsible practices.
Q4: What sets Going Fund apart in Asset Management？
A4: Going Fund, based in Mainland China, is a data-driven quantitative hedge fund with a sophisticated investment strategy system, leveraging technology and AI for superior decision-making.
Q5: How can I contact Going Financial's customer support？
A5: You can reach Going Financial's customer support team at +852 2187 2100 or by emailing cs@goingf.hk. They also have a physical presence at Suite 3102, 31/F, Tower 6, The Gateway, Harbour City, Tsim Sha Tsui, KLN, Hong Kong, for in-person assistance.
